As an RIA, your value is measured by outcomes. Securities class action recoveries are an often-overlooked outcome — one that directly benefits your clients and demonstrates the kind of proactive stewardship that deepens relationships and earns referrals.

The Problem

Most RIAs don't have a systematic claim filing process. Settlements are spotted inconsistently, filing is delegated to clients or handled ad hoc, and the multi-year lifecycle of a class action claim falls through the cracks between your advisory work and your operations. The result: eligible recoveries go uncollected, and clients never know what they didn't receive.

The Solution

CCC monitors across your entire client book, identifies eligibility at the individual account level, and manages every step of the filing process — so you can deliver recoveries to clients without adding any operational burden to your firm.

Many RIAs use CCC as a value-added service they present to clients as part of their offering. It costs you nothing extra to demonstrate; it means real money to the people you serve.

Why CCC?

CCC has worked with independent and institutional advisory firms for over 30 years. We know how to plug into the data structures of the platforms most RIAs use, and our client-facing reporting gives your clients clear visibility into what was recovered on their behalf — and why.

Since 1992, we've helped recover over $3 billion across more than 3,200 global institutions. We bring that same rigor to firms of every size.

CCC Services for RIAs

• Client-level portfolio monitoring across all settlements
• Historical trade data extraction and normalization
• Claim filing and management across your entire book
• Deficiency resolution and administrator correspondence
• Client-level recovery reporting
• Recognized loss calculation per position
• Claim monetization on demand
• Online portal with account-level visibility

Let's Get Started

Turn eligible settlements into client wins. Contact CCC today to learn how we can work alongside your advisory practice.