As a registered investment advisor (RIA), your value is measured by outcomes. Securities class action recoveries are an often-overlooked outcome — one that directly benefits your clients and demonstrates the kind of proactive stewardship that deepens relationships and earns referrals.

The challenge
Most RIAs don't have a systematic claim filing process. Settlements are spotted inconsistently, filing is delegated to clients or handled ad hoc, and the multi-year lifecycle of a class action claim falls through the cracks between your advisory work and your operations. The result: eligible recoveries go uncollected, and clients never know what they didn't receive.

The solution
CCC monitors across your entire client book, identifies eligibility at the individual account level, and manages every step of the filing process — so you can deliver recoveries to clients without adding any operational burden to your firm.

Many RIAs use CCC as a value-added service they present to clients as part of their offering. It costs you nothing extra to implement; it means real money to the people you serve.

We know how to plug into the data structures of the platforms most RIAs use, and our online reporting gives you clear visibility into what was recovered on their behalf — and why.